Compliance Officer, Asset Management

Our client is the Singapore office of a Asian financial services group that operates as a regulated asset management platform and works closely with regional and international stakeholders.
The firm is looking to appoint an experienced compliance professional to take ownership of the Singapore compliance function. This is a broad, hands-on sole contributor role spanning regulatory and investment compliance.

  • Own day-to-day compliance matters as the Singapore-based sole contributor
  • Advise the business on MAS requirements, regulatory developments and internal policies
  • Manage the compliance monitoring programme, regulatory filings, audits and remediation matters
  • Oversee investment compliance, including mandate restrictions, personal dealing and conflicts
  • Support new products, transactions and business initiatives from a compliance perspective
  • Liaise closely with regional stakeholders and external advisors
  • 10–15 years of compliance experience across financial services and asset management
  • Strong hands-on experience across regulatory and investment compliance
  • Good knowledge of Singapore’s asset management regulatory framework
  • Business-level Mandarin required for daily communication with native Mandarin-speaking counterparts
  • Comfortable operating independently as a sole contributor
  • Pragmatic, commercially minded and able to communicate effectively with senior stakeholders

Interested candidates should submit their resume to Sarah Sim at ss@empowerpartners.sg, quoting the job title. Only shortlisted candidates will be contacted.

Sarah Sim, Associate Director, Financial Services, Empower Partners Singapore